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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Rouk James is a financial advisor who has been in the industry for over 20 years. Jeffrey has a wide range of experience in the financial services industry, having worked at Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc. and now at Prospera Private Wealth, LLC. Jeffrey has a Series 7, Series 3, Series 9, Series 10, Series 63 and Series 65 licenses. Jeffrey is also a registered investment advisor in Oklahoma and Texas. Jeffrey specializes in financial planning, portfolio management and selection of other advisors. Jeffrey works with a variety of clients, including individuals, families, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OK
08/24/2021 - Present
Prospera Private Wealth, LLC (OKLAHOMA CITY OK)
OK
08/12/2005 - 07/12/2021
WELLS FARGO CLEARING SERVICES, LLC (EDMOND OK)
NY
07/21/1999 - 08/31/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 07/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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