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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Davis is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC, a large broker-dealer with over $10 billion - $50 billion in assets under management. Jeffrey Davis is registered with FINRA as a Registered Representative. Jeffrey Davis has over 30 years of experience in the securities industry. Jeffrey Davis has passed multiple securities exams, including the Series 7, 24, 31, 55, and 63 exams. Jeffrey Davis is also a Certified Financial Planner. Jeffrey Davis has worked at several financial institutions, including Morgan Stanley and Johnston, Lemon & Co. Incorporated. Jeffrey Davis specializes in investment consulting services to institutional clients, financial planning, and pension consulting. Jeffrey Davis is currently registered with the states of Virginia, Texas, and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/03/2019 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
VA
02/12/2010 - 05/08/2019
MORGAN STANLEY (MCLEAN VA)
DC
01/16/1997 - 02/12/2010
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
NY
07/27/1992 - 01/23/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/03/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/08/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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