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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Tyler is a financial advisor with over 25 years of experience in the industry. Jeffrey currently works at Wells Fargo Clearing Services, LLC and is registered in 40 states as a Broker-Dealer and Investment Advisor. Jeffrey is also a registered principal in California. Prior to joining Wells Fargo, Jeffrey worked at First Republic Securities Company, LLC and Morgan Stanley. He is a Series 66, Series 7TO, SIE, Series 7, Series 3, and Series 52 licensed professional. Jeffrey specializes in providing financial planning, portfolio management, and investment consulting services to both individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/04/2023 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
03/03/2023 - 05/23/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
09/29/2022 - 03/31/2023
MORGAN STANLEY (Los Angeles CA)
IL
06/08/2010 - 01/31/2011
EXOS SECURITIES, LLC (CHICAGO IL)
CA
10/01/1996 - 08/11/2009
AMERICAN CENTURY INVESTMENT SERVICES INC. (MOUNTAIN VIEW CA)
NA
09/06/1988 - 10/01/1996
THE BENHAM GROUP
NY
09/26/1984 - 02/02/1988
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BOTH
Issued 11/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1985
Series 3 - National Commodity Futures Examination
BC
Issued 06/08/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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