Unclaimed
Jeffrey Sloves is a financial professional with over 20 years of experience in the securities industry. Jeffrey is a registered representative and principal with Jonestrading, a leading investment firm. Jeffrey holds multiple licenses including Series 7, Series 24, Series 55, and Series 57TO. Jeffrey is licensed in 14 states, including California, Colorado, Connecticut, Florida, Georgia, Illinois, Kentucky, Maryland, Minnesota, New Jersey, New York, Ohio, Pennsylvania, and Texas. Jeffrey is committed to providing clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2002 - Present
Jonestrading (NEW YORK NY)
BC
Issued 09/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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