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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Robert Graham is a financial advisor with over 20 years of experience in the financial services industry. Jeffrey has a strong track record of providing investment advice and financial planning services to a wide range of clients. Jeffrey is currently registered with Morgan Stanley and has previously held positions with E*TRADE SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, BARABAN SECURITIES, INC., SHEARSON LEHMAN HUTTON INC., DEAN WITTER REYNOLDS INC., and FIRST JERSEY SECURITIES, INC. Jeffrey holds the Series 7, Series 7TO, and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/05/2023 - Present
Morgan Stanley (Menlo Park CA)
CA
08/18/2023 - 09/05/2023
E*TRADE SECURITIES LLC (Menlo Park CA)
CA
10/18/2007 - 03/12/2008
E*TRADE SECURITIES LLC (ROSEVILLE CA)
CA
08/15/2006 - 10/02/2007
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
CA
07/08/1998 - 08/15/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
MA
08/14/1990 - 04/03/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/14/1990 - 04/03/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
02/22/1990 - 06/05/1990
BARABAN SECURITIES, INC. (LOS ANGELES CA)
NY
06/13/1988 - 02/13/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/20/1985 - 06/21/1988
DEAN WITTER REYNOLDS INC.
NA
01/23/1985 - 03/08/1985
FIRST JERSEY SECURITIES, INC.
BC
Issued 09/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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