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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Robert Carter is a financial advisor with over 20 years of experience in the financial services industry. Jeffrey is currently registered with Raymond James Financial Services Advisors, Inc. in Roseville, CA. Before joining Raymond James, Jeffrey worked with Wells Fargo Advisors, Llc in Sacramento, CA and Financial Telesis Inc in Sacramento, CA. Jeffrey holds the Series 6, 7, 63, 65, and 66 licenses as well as the SIE designation. Jeffrey's areas of expertise include financial planning, portfolio management, and retirement planning. Jeffrey's clients include individuals, families, and businesses. Jeffrey is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
11/22/2017 - Present
Raymond James Financial Services Advisors, Inc. (ROSEVILLE CA)
CA
06/21/2014 - 12/01/2017
WELLS FARGO CLEARING SERVICES, LLC (SACRAMENTO CA)
CA
02/21/2012 - 08/28/2012
FINANCIAL TELESIS INC (SACRAMENTO CA)
CA
05/11/2000 - 11/20/2009
ROYAL ALLIANCE ASSOCIATES, INC. (MATHER CA)
AZ
01/07/1999 - 04/10/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NJ
09/29/1997 - 12/31/1998
FIRST PRIORITY INVESTMENT CORPORATION (NEWARK NJ)
BOTH
Issued 07/25/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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