Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Ritch has been in the financial services industry since 2012. Jeffrey is currently registered with UBS Financial Services Inc. Prior to joining UBS Financial Services Inc., Jeffrey was a registered representative with J.P. Morgan Securities LLC and E*TRADE Securities LLC. Jeffrey holds Series 66, Series 7, and SIE licenses. Jeffrey holds a state exam category for Series 66. Jeffrey is currently registered in 25 states for both securities and investment advisory business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/29/2021 - Present
UBS Financial Services Inc. (ST. PETERSBURG FL)
FL
10/17/2016 - 02/10/2021
J.P. MORGAN SECURITIES LLC (CLEARWATER FL)
FL
10/23/2015 - 10/14/2016
E*TRADE SECURITIES LLC (TAMPA FL)
FL
03/26/2012 - 05/06/2015
UBS FINANCIAL SERVICES INC. (ST. PETERSBURG FL)
FL
11/18/2011 - 03/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
BOTH
Issued 01/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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