Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Richardson Bacon is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Boston, Massachusetts. Jeffrey has been in the financial industry since May 18, 1985 and has experience with various financial products and services. Jeffrey is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 31, and Series 63 license. Jeffrey also holds the Series 65 license for Investment Advisor Representatives. Jeffrey has worked with various firms like RBC Capital Markets, LLC, Oppenheimer & Co Inc, Credit Suisse Securities (USA) LLC, Investors Capital Corp, H&R Block Financial Advisors, Inc, Janney Montgomery Scott LLC, A. G. Edwards & Sons, Inc, Lehman Brothers Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeffrey is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/08/2018 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
09/28/2012 - 08/15/2016
RBC CAPITAL MARKETS, LLC (BOSTON MA)
MA
09/11/2009 - 10/01/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
07/10/2007 - 10/08/2009
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
08/02/2006 - 06/05/2007
INVESTORS CAPITAL CORP. (BOSTON MA)
MA
12/17/2004 - 05/19/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (BOSTON MA)
PA
05/15/2000 - 12/17/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MO
10/25/1990 - 05/12/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
03/31/1988 - 11/20/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/29/1985 - 04/07/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/08/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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