Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Richard Tart has been in the financial services industry since August 18, 1998. Jeffrey Richard Tart is currently registered with American Portfolios Financial Services, Inc. and is a Registered Representative and Investment Advisor Representative. Jeffrey Richard Tart is also registered with the following states: Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina and Virginia. Jeffrey Richard Tart is a Series 6, 7, 24, 27, 53, 63, 99TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/20/2010 - Present
American Portfolios Financial Services, Inc. (WEST PALM BEACH FL)
NY
05/26/2006 - 07/13/2009
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
02/18/2004 - 12/15/2004
ANDREW GARRETT INC. (NEW YORK NY)
NY
02/21/2002 - 04/15/2003
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NJ
02/03/2000 - 07/20/2000
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
07/24/1996 - 12/11/1998
COHEN & STEERS SECURITIES, INC. (NEW YORK NY)
NY
05/07/1996 - 06/24/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
OH
02/23/1993 - 05/09/1996
MFI INVESTMENTS CORP. (BRYAN OH)
NY
07/17/1992 - 03/09/1993
WISE PLANNING CORP. (HICKSVILLE NY)
WA
02/07/1992 - 11/04/1992
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
BC
Issued 02/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/1994
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/18/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/13/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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