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Jeffrey Richard Petersen

Prudential Investment Management Services LLC

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About Jeffrey Richard Petersen

Jeffrey Richard Petersen is a financial advisor with over 20 years of experience in the financial services industry. Currently, Jeffrey Richard Petersen is registered with Prudential Investment Management Services LLC. Jeffrey Richard Petersen has held previous positions with firms such as FRANKLIN TEMPLETON FINANCIAL SERVICES CORP., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., MFS FUND DISTRIBUTORS, INC., SCUDDER DISTRIBUTORS, INC., ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC., and PRINCOR FINANCIAL SERVICES CORPORATION.

Firm Information

Jeffrey Petersen is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Petersen’s Registration & Firm History

NJ

04/02/2020 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

CA

06/29/2016 - 03/18/2020

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)

CA

11/29/2011 - 03/18/2020

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

GA

06/01/2009 - 11/21/2011

MORGAN STANLEY SMITH BARNEY (ATLANTA GA)

GA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)

GA

11/29/2006 - 04/02/2007

MORGAN STANLEY DW INC. (ATLANTA GA)

MA

07/12/2005 - 10/06/2006

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

IL

02/18/2004 - 07/06/2005

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

TN

04/12/2000 - 01/16/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

IA

11/25/1998 - 03/27/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BC

Issued 10/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Richard Petersen.
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