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Jeffrey Richard McGrath

Jefferies LLC

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About Jeffrey Richard McGrath

Jeffrey McGrath is a financial professional with over 20 years of experience in the industry. Jeffrey has a Series 7, 24, 63, 79TO, 99TO, and SIE licenses. He has been registered with Jefferies LLC since 12/12/2018 and previously with Wells Fargo Securities, LLC, Sagent Advisors, LLC, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and First Union Capital Markets Corp. Jeffrey is currently licensed in North Carolina.

Firm Information

Jeffrey McGrath is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey McGrath’s Registration & Firm History

NC

12/12/2018 - Present

Jefferies LLC (CHARLOTTE NC)

NC

09/17/2012 - 11/20/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

04/27/2009 - 09/12/2012

SAGENT ADVISORS, LLC (CHARLOTTE NC)

NC

07/01/2003 - 03/13/2009

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

01/14/1998 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Richard McGrath.
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