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Jeffrey Richard Manning

BA Securities, LLC

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About Jeffrey Richard Manning

Jeffrey Richard Manning is a financial professional with over 30 years of experience in the industry. Jeffrey is currently registered with Ba Securities, LLC and has previously held positions at CohnReznick Capital, BDO Capital Advisors, LLC, FTI Capital Advisors, LLC, Legg Mason Wood Walker, Incorporated, Rodman & Renshaw, Inc., S. B. Cantor & Co., Inc., Schroder Wertheim & Co. Incorporated, BDS Securities Corporation, and S.N. Phelps & Co. Jeffrey has a strong background in investment banking and holds several industry licenses and designations.

Firm Information

Jeffrey Manning is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Manning’s Registration & Firm History

PA

11/07/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

MD

07/15/2014 - 11/02/2023

COHNREZNICK CAPITAL (Baltimore MD)

MA

02/04/2014 - 07/22/2014

BDO CAPITAL ADVISORS, LLC (BOSTON MA)

NY

03/21/2007 - 01/21/2014

BDO CAPITAL ADVISORS, LLC (NEW YORK NY)

DC

10/06/2003 - 05/25/2007

FTI CAPITAL ADVISORS, LLC (WASHINGTON DC)

MD

09/03/1999 - 10/29/2003

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

04/07/1999 - 06/16/1999

RODMAN & RENSHAW, INC.

NY

08/17/1998 - 01/11/1999

S. B. CANTOR & CO., INC. (NEW YORK NY)

IL

08/07/1996 - 03/17/1998

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

09/06/1994 - 12/22/1995

SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)

NY

03/07/1994 - 09/07/1994

BDS SECURITIES CORPORATION (NEW YORK NY)

NA

08/06/1992 - 03/04/1994

S.N. PHELPS & CO.

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Licenses & Designations

BC

Issued 08/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Richard Manning.
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