Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Richard Brooks is a registered investment advisor representative with Arbor Point Advisors. Jeffrey has over 20 years of experience in the financial services industry. Jeffrey has been registered with the Securities and Exchange Commission since 2002 and has held various licenses throughout his career. Jeffrey is a licensed agent in several states and is a member of the Financial Industry Regulatory Authority (FINRA). Jeffrey is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
11/06/2020 - Present
Arbor Point Advisors (VANCOUVER WA)
OR
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (PORTLAND OR)
WA
07/20/2018 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Vancouver WA)
WA
02/28/2012 - 07/26/2018
CETERA ADVISORS LLC (VANCOUVER WA)
WA
07/30/2004 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (VANCOUVER WA)
FL
08/27/2003 - 08/02/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CO
05/10/2002 - 09/03/2003
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 11/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Brooks is the right advisor for you? Invested Better is here to help.
