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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Raymond Dockan is a financial advisor with over 20 years of experience in the industry. Jeffrey is currently registered with Cetera Investment Advisers LLC and is based in San Diego, California. Jeffrey has a strong track record of providing financial advice to a wide range of clients, including individuals, families, and businesses. Jeffrey holds the Series 7, Series 63, and Series 65 licenses and is committed to providing his clients with the highest level of service and expertise. Prior to Cetera Investment Advisers LLC, Jeffrey worked for First Allied Securities, Inc., UnionBanc Investment Services, LLC, Sentra Securities Corporation, and Royal Alliance Associates, Inc. Jeffrey specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
02/11/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
06/12/2001 - 12/10/2021
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
AZ
05/18/2001 - 06/20/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
04/22/1999 - 05/23/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 5/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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