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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Ray Harper is a financial professional with over 27 years of experience in the industry. Jeffrey is registered as a broker and investment advisor representative. Jeffrey currently works for Principal Securities, Inc., and has been with the firm since 2021. Previous firms Jeffrey has worked at include Waddell & Reed, U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc. and Fifth Third Securities, Inc. Jeffrey is a Series 7, 63, 66, 24 and 53 licensed principal. Jeffrey currently holds licenses in 11 states, including: Florida, Illinois, Kentucky, New Hampshire, North Carolina, Ohio, South Carolina, Virginia, West Virginia. Jeffrey specializes in investment management, financial planning, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
OH
11/07/2024 - Present
Principal Securities, Inc. (SHARONVILLE OH)
OH
06/26/2014 - 04/30/2021
WADDELL & REED (WEST CHESTER OH)
OH
12/01/2001 - 06/17/2014
U.S. BANCORP INVESTMENTS, INC. (HAMILTON OH)
NJ
12/08/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
10/01/2000 - 12/08/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/11/1995 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OH
11/02/1994 - 07/25/1995
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 12/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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