linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jeffrey R Porphy

Capital ONE Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your Profile

About Jeffrey R Porphy

Jeffrey R. Porphy is a financial advisor who has been in the industry since 2006. Jeffrey is currently registered with Capital One Securities, Inc. and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, JMP Securities LLC, Cowen and Company, Barclays Capital Inc., and Credit Suisse Securities (USA) LLC. Jeffrey's registrations include Series 7, Series 24, Series 63, Series 79TO, and SIE. Jeffrey is registered in 11 states: California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.

Firm Information

Jeffrey Porphy is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jeffrey Porphy’s Registration & Firm History

NY

07/18/2018 - Present

Capital ONE Securities, Inc. (New York NY)

NY

06/27/2014 - 05/29/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/25/2013 - 06/02/2014

JMP SECURITIES LLC (NEW YORK NY)

NY

03/08/2010 - 07/11/2012

COWEN AND COMPANY (NEW YORK NY)

NY

09/24/2007 - 06/11/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/01/2005 - 09/21/2007

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

Not sure if Jeffrey R Porphy is right for you?

Licenses & Designations

BC

Issued 04/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey R Porphy.
Not sure if Jeffrey R Porphy is right for you?