Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Philip Elman is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Jeffrey has been in the financial services industry since 1986. Jeffrey holds Series 3, 7, and 63 licenses. Jeffrey also holds the SIE exam. Jeffrey is currently registered in California, Ohio, and Texas. Jeffrey has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Lehman Brothers Inc., and Banc One Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/31/2020 - Present
Stifel, Nicolaus & Company, Inc. (SAN DIEGO CA)
OH
05/29/2009 - 11/25/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEPPER PIKE OH)
OH
07/31/1993 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (PEPPER PIKE OH)
NY
11/14/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/29/1986 - 10/12/1987
BANC ONE BROKERAGE CORPORATION
BC
Issued 11/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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