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Jeffrey Peter Morand

Independent Financial Group, LLC

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About Jeffrey Peter Morand

Jeffrey Morand is a financial advisor with Independent Financial Group, LLC. Jeffrey has been working in the financial industry since 1981. Jeffrey is licensed in 14 states and holds the Series 7, Series 63, and Series 65 licenses. Jeffrey is a highly experienced financial advisor who is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Jeffrey Morand is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Morand’s Registration & Firm History

CO

01/03/2019 - Present

Independent Financial Group, LLC (Englewood CO)

CO

09/15/2008 - 12/31/2018

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (ENGLEWOOD CO)

CO

05/17/2007 - 08/28/2008

SECURITIES AMERICA, INC. (ENGLEWOOD CO)

CO

08/03/2000 - 05/23/2007

ING FINANCIAL PARTNERS, INC. (ENGLEWOOD CO)

NJ

01/31/1991 - 07/26/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

01/31/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

CA

10/05/1989 - 11/30/1990

LCM FINANCIAL SERVICES, INC. (SACRAMENTO CA)

NY

05/14/1984 - 02/07/1990

INTEGRATED RESOURCES MARKETING, INC. (NEW YORK NY)

NA

01/27/1983 - 10/07/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

04/13/1981 - 01/25/1983

PAINE, WEBBER, JACKSON & CURTIS INC.

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Licenses & Designations

IA

Issued 11/10/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Jeffrey Peter Morand. Review regulatory record here.
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