Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Peter Horan is a financial professional with over 25 years of experience in the industry. He currently holds a Series 7, Series 24, Series 55, Series 57TO and a Series 63 license. Jeffrey has held positions at several leading financial institutions including Deutsche Bank Securities, Goldman Sachs, Bear Stearns, and BondDesk Trading. Jeffrey currently works at Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/18/2014 - 10/05/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/25/2008 - 06/16/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/18/2003 - 06/13/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/09/2001 - 11/10/2003
BONDDESK TRADING LLC (NEW YORK NY)
NY
01/01/1998 - 08/16/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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