linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jeffrey Paul Rosen

Morgan Stanley

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your Profile

About Jeffrey Paul Rosen

Jeffrey Paul Rosen is a financial advisor with over 27 years of experience in the industry. Currently, Jeffrey Rosen is registered with Morgan Stanley and has been with the firm since May 2022. Before Morgan Stanley, Jeffrey Rosen was employed at Comerica Securities from December 2005 to May 2022. Jeffrey Rosen has a diverse background, having worked at various firms, including Natcity Investments, Inc., Veritrust Financial, LLC, Service Asset Management Company, All-Tech Investment Group, Inc., PaineWebber Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeffrey Rosen holds Series 63, 66, 7 and SIE licenses.

Firm Information

Jeffrey Rosen is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

check

other

See schedule d miscellaneous

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jeffrey Rosen’s Registration & Firm History

MI

05/10/2022 - Present

Morgan Stanley (Bloomfield Hills MI)

MI

12/02/2005 - 05/06/2022

COMERICA SECURITIES (BLOOMFIELD HILLS MI)

OH

05/23/2005 - 11/14/2005

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

TX

05/03/2005 - 06/08/2005

VERITRUST FINANCIAL, LLC (AUSTIN TX)

TX

09/27/2001 - 10/24/2001

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

NJ

05/19/1997 - 06/24/1999

ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)

NJ

05/27/1994 - 04/28/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/11/1989 - 06/15/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

09/20/1988 - 10/31/1988

KORN, WOMACK, STERN AND ASSOCIATES, INC.

Not sure if Jeffrey Paul Rosen is right for you?

Licenses & Designations

BOTH

Issued 01/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Jeffrey Paul Rosen. Review regulatory record here.
Not sure if Jeffrey Paul Rosen is right for you?