Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Paul Needham is a financial advisor with over 11 years of experience in the industry. Jeffrey is currently registered with HSBC Securities (USA) Inc. as a Registered Representative, and has been with the firm since November 2014. Jeffrey is also registered as an Investment Advisor Representative in the state of California. Jeffrey has previously worked at First Investors Corporation and has been registered in several states throughout the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/18/2023 - Present
Hsbc Securities (usa) Inc. (San Francisco CA)
CA
11/30/2011 - 10/18/2022
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
NA
09/05/1991 - 10/01/1991
FIRST INVESTORS CORPORATION
BOTH
Issued 12/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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