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Jeffrey Paul Harrick

Citizens JMP Securities, LLC

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About Jeffrey Paul Harrick

Jeffrey Harrick is a financial professional with over 20 years of experience in the industry. Currently, Jeffrey is a Registered Representative at Citizens JMP Securities, LLC, located in CHARLOTTE, NC. Before joining Citizens JMP Securities, LLC, Jeffrey was a Registered Representative at CITIZENS CAPITAL MARKETS from 5/16/2016 to 8/1/2023. Previously, Jeffrey worked at CITIZENS SECURITIES, INC. in BOSTON, MA.

Firm Information

Jeffrey Harrick is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Harrick’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

05/16/2016 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

MA

10/24/2013 - 05/16/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

NC

09/25/2009 - 05/26/2010

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

07/01/2003 - 07/03/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

01/02/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 03/12/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/30/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Paul Harrick.
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