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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Paul Garza is an Investment Advisor Representative and Registered Representative with over 28 years of experience in the financial services industry. He has worked for several prominent firms, including Morgan Stanley and Wachovia Securities, before joining Wells Fargo Advisors Financial Network, LLC in 2020. Jeffrey Paul Garza is a Certified Financial Planner (CFP) and holds a Series 7, Series 31, and Series 63, and Series 65 licenses. Jeffrey Paul Garza specializes in providing investment consulting services to institutional clients, portfolio management for individuals and businesses, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/13/2020 - Present
Wells Fargo Advisors Financial Network, LLC (FRESNO CA)
CA
06/01/2009 - 02/18/2020
MORGAN STANLEY (FRESNO CA)
CA
06/20/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FRESNO CA)
CA
08/23/1999 - 06/23/2008
WACHOVIA SECURITIES, LLC (FRESNO CA)
NY
07/06/1994 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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