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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Adams is a financial advisor in San Diego, California with over 25 years of experience in the industry. Jeffrey is registered with UBS Financial Services Inc. and has held licenses with other firms over the years including BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., PRUDENTIAL SECURITIES INCORPORATED, and INTERFIRST CAPITAL CORPORATION. Jeffrey is licensed in 29 states and holds a Series 7, Series 31, Series 63, and Series 65 licenses. Jeffrey provides financial planning, portfolio management, and other services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/18/2008 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
07/22/2005 - 12/18/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
NY
05/01/2000 - 07/27/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/19/1997 - 05/09/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
02/28/1997 - 03/21/1997
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 06/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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