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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Page Little is a financial advisor with RBC Capital Markets, LLC. Jeffrey Little has been in the industry since January 18, 1980. Jeffrey Little has a Series 65 and Series 63 license and is registered in Florida, New Hampshire, and Texas. Jeffrey Little also has a Series 3, 4, 5, 7, 8, 9, 10, 15, 24 and 31 license. Jeffrey Little's previous experience includes positions at Tucker Anthony Incorporated and Dean Witter Reynolds Inc. Jeffrey Little is a Certified Financial Planner and is also on the board of directors of the Gundalow Co. Jeffrey Little is located at 100 International Drive Suite 375, Portsmouth, NH 03801-6881.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
02/04/2015 - Present
RBC Capital Markets, LLC (PORTSMOUTH NH)
MA
08/23/1993 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/19/1980 - 08/24/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/18/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/23/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/23/1988
Series 4 - Registered Options Principal Examination
BC
Issued 05/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 02/02/1988
Series 5 - Interest Rate Options Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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