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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Phipps is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeffrey has been in the industry since 1971. Jeffrey has a broad range of experience and holds licenses to provide investment advice in over 30 states. He has a proven track record of success in helping clients achieve their financial goals. Jeffrey is committed to providing personalized service and working with clients to develop customized financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
FL
03/19/2001 - 02/12/2008
JANNEY MONTGOMERY SCOTT LLC (BOCA RATON FL)
NY
03/01/1994 - 03/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
03/13/1992 - 03/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
FL
10/15/1991 - 02/12/1992
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
12/18/1987 - 01/17/1992
CAREY FINANCIAL CORPORATION (NEW YORK NY)
NA
10/27/1977 - 11/25/1986
E. F. HUTTON & COMPANY INC
NA
08/23/1971 - 11/17/1977
DAIN, KALMAN & QUAIL, INCORPORATED
IA
Issued 05/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/14/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/11/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/21/1987
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/1971
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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