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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Ziegler is a financial advisor who has been in the industry since May 14, 1995. Ziegler is currently registered with Fidelity Personal and Workplace Advisors. Ziegler has previously worked at Fifth Third Securities, Inc., Bisys Fund Services Limited Partnership, ALPS Distributors, Inc. and FTAM Funds Distributor, Inc. Ziegler holds the Series 6, 7, 9, 10, 63 and 65 licenses. Ziegler is also a Chartered Financial Analyst. Ziegler is registered in 51 states and the District of Columbia. Ziegler specializes in providing financial planning, portfolio management and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/16/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
OH
01/02/2008 - 09/12/2012
FTAM FUNDS DISTRIBUTOR, INC. (CINCINNATI OH)
OH
05/14/2007 - 12/31/2007
ALPS DISTRIBUTORS, INC. (CINCINNATI OH)
OH
02/23/2006 - 05/11/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (CINCINNATI OH)
OH
10/24/2002 - 12/13/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
09/01/1993 - 03/07/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 8/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/27/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/11/1994
Series 7 - General Securities Representative Examination
BC
Issued 8/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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