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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Cunningham is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeffrey has been in the financial services industry for over 13 years, and has held positions with various firms including A.G. Edwards & Sons, Inc., Edward Jones, and Merrill Lynch. Jeffrey is registered to provide investment advice in 41 states. Jeffrey holds Series 7, 6, 22, 63, 65, and SIE licenses and is also a registered representative for Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/07/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHLAKE TX)
TX
07/19/2011 - 05/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHLAKE TX)
TX
07/16/2010 - 11/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
02/28/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
11/26/2007 - 12/05/2007
GRAND FINANCIAL, INC. (ADDISON TX)
TX
10/16/2007 - 11/05/2007
TEXAS SECURITIES PARTNERS, INC. (PLANO TX)
MO
08/18/2003 - 06/10/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CO
06/30/2003 - 08/22/2003
FIXED INCOME SECURITIES, LLC (MONUMENT CO)
MO
12/10/2002 - 02/06/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 09/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/2007
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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