Unclaimed
Jeffrey Nye is a financial advisor with Cantor Fitzgerald & Co. Jeffrey has been in the financial industry since 1999 and has held previous positions at firms including Quasar Distributors, LLC, Cohen & Steers Securities, LLC, NYLIFE Distributors LLC, AllianceBernstein Investments, INC., Fidelity Investments Institutional Services Company, INC. and Putnam Mutual Funds Corp. Jeffrey holds the Series 6, 7, 26, and 63 licenses and the SIE designation. Jeffrey is registered with the state of Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
OH
08/01/2022 - 03/31/2023
QUASAR DISTRIBUTORS, LLC (Dublin OH)
NY
04/27/2017 - 08/18/2020
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
CT
08/08/2011 - 06/06/2016
NYLIFE DISTRIBUTORS LLC (FAIRFIELD CT)
NY
08/22/2003 - 08/12/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
RI
10/16/1997 - 09/08/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
09/19/1996 - 10/07/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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