Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Sime is a financial professional with over 27 years of experience in the industry. Jeffrey holds a variety of licenses including Series 7, 24, 27, 52TO, 53, 63, 79TO and 99TO. Jeffrey is currently registered with Lime Trading Corp. in New York. Previously, Jeffrey worked at several firms including Embed Clearing LLC, AXOS INVEST LLC, AXOS CLEARING LLC, Nunami Services, LLC., Legent Clearing and Kirkpatrick, Pettis, Smith, Polian Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2024 - Present
Lime Trading Corp. (NEW YORK NY)
WA
02/17/2022 - 12/07/2023
EMBED CLEARING LLC (VANCOUVER WA)
NV
07/23/2019 - 02/15/2022
AXOS INVEST LLC (LAS VEGAS NV)
NE
11/01/2010 - 02/15/2022
AXOS CLEARING LLC (Omaha NE)
CO
04/07/2009 - 12/08/2010
NUNAMI SERVICES, LLC. (DENVER CO)
NE
06/04/2002 - 06/20/2007
LEGENT CLEARING (OMAHA NE)
NE
03/15/1994 - 10/18/2002
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 11/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 06/30/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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