Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Nielson is a financial advisor with over seven years of experience in the financial services industry. Jeffrey is registered with Raymond James Financial Services Advisors, Inc. and currently holds Series 4, 7, 9, 10, 63, and 65 licenses. Prior to joining Raymond James Financial Services Advisors, Inc. Jeffrey was a financial advisor with Wells Fargo Clearing Services, LLC. Jeffrey has a broad range of experience in the financial services industry and is committed to providing his clients with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
06/03/2022 - Present
Raymond James Financial Services Advisors, Inc. (Payson UT)
MO
07/08/2021 - 05/23/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
UT
01/27/2015 - 03/08/2021
MORGAN STANLEY (SOUTH JORDAN UT)
UT
12/11/2013 - 04/09/2014
E*TRADE SECURITIES LLC (SANDY UT)
IA
Issued 03/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2018
Series 4 - Registered Options Principal Examination
BC
Issued 04/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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