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Jeffrey Nessim Mosseri

Four Points Capital Partners LLC

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About Jeffrey Nessim Mosseri

Jeffrey Mosseri is a financial professional with over 50 years of experience in the industry. He currently works at Four Points Capital Partners LLC. Jeffrey has held several previous positions in the financial services industry, including roles at Axiom Capital Management, Inc., Murphy & Durieu, Goldsmith & Harris Incorporated, Prescott, Ball & Turben, Inc., Prescott, Ball & Turben, L. F. Rothschild, Unterberg, Towbin, and White, Weld & Co. Incorporated. Jeffrey is licensed to sell securities in several states.

Firm Information

Jeffrey Mosseri is currently registered with Four Points Capital Partners LLC. Four Points Capital Partners LLC is a Limited Liability Company formed in July 1997 and is registered to operate in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has one SEC registration and is approved in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Mosseri’s Registration & Firm History

NY

08/01/2024 - Present

Four Points Capital Partners LLC (NEW YORK NY)

NY

05/19/2009 - 08/15/2024

AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)

NY

11/07/2005 - 05/21/2009

MURPHY & DURIEU (NEW YORK NY)

NY

01/17/1985 - 11/03/2005

GOLDSMITH & HARRIS INCORPORATED (NEW YORK NY)

NA

08/14/1978 - 11/27/1984

PRESCOTT, BALL & TURBEN, INC.

NA

01/17/1978 - 08/14/1978

PRESCOTT, BALL & TURBEN

NA

09/25/1973 - 05/17/1978

L. F. ROTHSCHILD, UNTERBERG, TOWBIN

NA

10/02/1968 - 07/28/1973

WHITE, WELD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 08/19/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/29/1978

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey Nessim Mosseri. Review regulatory record here.
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