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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Neil Sullivan is a financial advisor with Wells Fargo Clearing Services, LLC. Jeffrey has over 20 years of experience in the financial services industry. Jeffrey holds Series 4, 7, 9, 10, 24 and 63 licenses. Jeffrey has previously worked for SCOTTRADE, INC., EDWARD JONES, TD WATERHOUSE INVESTOR SERVICES, INC., ALLMERICA INVESTMENTS, INC., and FFP SECURITIES, INC. Jeffrey is located in ST. LOUIS, MO and has been with Wells Fargo Clearing Services, LLC since October 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/29/2012 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/23/2007 - 10/10/2012
SCOTTRADE, INC. (ST. LOUIS MO)
MO
08/09/2000 - 10/25/2006
EDWARD JONES (ST LOUIS MO)
NE
03/05/1999 - 07/13/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MA
06/11/1997 - 03/20/1998
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
MO
08/26/1996 - 03/11/1997
FFP SECURITIES, INC. (CHESTERFIELD MO)
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2012
Series 4 - Registered Options Principal Examination
BC
Issued 09/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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