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Jeffrey Neil Keller

Pruco Securities, LLC

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About Jeffrey Neil Keller

Jeffrey Keller is a financial advisor with Pruco Securities, LLC. Jeffrey has over 20 years of experience in the financial services industry. Jeffrey specializes in providing financial advice to individuals and families, including retirement planning, college savings, and estate planning. Jeffrey has passed the Series 6, Series 7, Series 26, and Series 63 examinations and is registered in Kentucky and South Carolina. Jeffrey is also an Investment Advisor Representative (IAR) registered in South Carolina.

Firm Information

Jeffrey Keller is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jeffrey Keller’s Registration & Firm History

SC

01/23/2024 - Present

Pruco Securities, LLC (MT. PLEASANT SC)

NE

06/10/2022 - 11/16/2023

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

GA

09/17/2019 - 02/01/2022

MORGAN STANLEY (Atlanta GA)

GA

07/22/2015 - 03/11/2019

MORGAN STANLEY (ATLANTA GA)

GA

05/08/2013 - 06/26/2015

ALPS DISTRIBUTORS, INC. (WATKINSVILLE GA)

MA

05/25/2011 - 01/10/2013

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

GA

05/14/2002 - 04/04/2011

NYLIFE DISTRIBUTORS LLC (MARIETTA GA)

NY

06/28/1999 - 05/20/2002

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/26/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2012

Series 7 - General Securities Representative Examination

BC

Issued 06/25/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Neil Keller.
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