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Jeffrey Neal Pollard

Solomon Partners Securities, LLC

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About Jeffrey Neal Pollard

Jeffrey Pollard is a registered representative with Solomon Partners Securities, LLC. Jeffrey has been in the securities industry since 2003. Jeffrey has passed the Series 7, Series 24, Series 63, and Series 79TO exams. Jeffrey is registered in New York. Jeffrey was previously employed by Goldman Sachs & Co. LLC and Lehman Brothers Inc.

Firm Information

Jeffrey Pollard is currently registered with Solomon Partners Securities, LLC. Solomon Partners Securities, LLC is a Limited Liability Company formed in September 2006. The firm is registered with the Securities and Exchange Commission and holds state registrations in 33 states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Pollard’s Registration & Firm History

NY

10/26/2017 - Present

Solomon Partners Securities, LLC (NEW YORK NY)

NY

07/20/2006 - 11/21/2017

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

10/23/2003 - 07/19/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Neal Pollard.
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