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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Neal Malbasa is a financial advisor with Capital Client Group, Inc. located in Los Angeles, California. Jeffrey Neal Malbasa has been in the financial industry since 2010. Jeffrey Neal Malbasa specializes in providing financial advice to individuals, businesses, and institutions. Jeffrey Neal Malbasa is a Registered Representative and Investment Adviser Representative with a variety of financial licenses and certifications, including the Series 6, 7, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
04/24/2017 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 07/05/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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