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Jeffrey Neal Holtman

Dock Street Capital Management LLC

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About Jeffrey Neal Holtman

Jeffrey Neal Holtman is a financial professional with over 20 years of experience in the industry. Jeffrey currently works as a Managing Partner at Dock Street Capital Management LLC in Westport, CT. Jeffrey's prior experience includes roles at CROSS POINT CAPITAL LLC, KBC FINANCIAL PRODUCTS USA, INC., CHARTER ATLANTIC SECURITIES COMPANY, INC., and J.P. MORGAN SECURITIES INC. Jeffrey has passed a number of securities exams, including Series 3, 7, 63, 66, 72 and the SIE exam. Jeffrey currently holds active registrations in several states.

Firm Information

Jeffrey Holtman is currently registered with Dock Street Capital Management LLC. Dock Street Capital Management LLC is a Westport, CT-based investment advisor with approximately $1 billion to $10 billion in assets under management. They primarily serve collateralized debt obligations (CDOs), with a total of 68 clients and $1,330,710,296 in regulatory assets under management. The firm offers portfolio management for pooled investment vehicles and other services, including auction and liquidation services.
Dock Street Capital Management LLC

575-B RIVERSIDE AVENUE

WESTPORT, CT 06880

$1.33B

Assets Under Management

68

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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auction & liquidation services

Auction & liquidation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Holtman’s Registration & Firm History

CT

10/11/2012 - Present

Dock Street Capital Management LLC (WESTPORT CT)

CT

03/17/2011 - 09/02/2020

CROSS POINT CAPITAL LLC (WESTPORT CT)

NY

04/16/2002 - 08/04/2009

KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)

NY

01/01/1997 - 05/09/2001

CHARTER ATLANTIC SECURITIES COMPANY, INC. (NEW YORK NY)

NY

02/27/1996 - 05/15/1996

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/10/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/11/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/1998

Series 3 - National Commodity Futures Examination

BC

Issued 02/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Neal Holtman.
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