Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Hogan is a financial professional with over 30 years of experience in the industry. Jeffrey's career began in 1991 and has included roles at CS First Boston Corporation, Lehman Brothers Inc., and Morgan Stanley & Co. LLC. Jeffrey currently holds a position with Wells Fargo Securities, LLC and holds licenses for Securities Industry Essentials Examination (SIE), Series 7, Series 24, Series 26, Series 39, Series 14, Series 6, Series 22, Series 52, Series 79, Series 82, and Series 99. Jeffrey holds state licenses in all 50 states plus Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/16/1996 - 06/02/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/17/1993 - 04/25/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/03/1991 - 07/29/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 03/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 07/12/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/12/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/12/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/12/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/12/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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