Unclaimed
Jeffrey Michael Raff is a financial advisor at Voya Financial Advisors, Inc. in Windsor, Connecticut. Jeffrey has been in the industry since April 1996. Jeffrey has a long and successful career in the financial services industry, with experience in a variety of areas, including portfolio management for individuals and businesses, and financial planning. Jeffrey is registered to provide financial advice in Arizona and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/22/2021 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
AZ
08/13/2019 - 12/31/2019
VOYA FINANCIAL PARTNERS, LLC (Tempe AZ)
NY
01/31/2012 - 09/30/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
04/22/2008 - 01/27/2012
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
09/02/1994 - 04/23/2008
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
04/19/1993 - 09/19/1994
WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)
NY
05/31/1990 - 04/02/1993
FIRST MANHATTAN CO (NEW YORK NY)
BC
Issued 09/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/30/2015
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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