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Jeffrey Michael Oconnor

Liquidnet, Inc.

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About Jeffrey Michael Oconnor

Jeffrey Michael Oconnor is a financial professional with over 20 years of experience in the industry. He has worked for several prominent firms, including Citigroup Global Markets Inc., Sanford C. Bernstein & Co., LLC, Goldman Sachs Execution & Clearing, L.P., UBS Securities LLC, BTIG, LLC and currently works for Liquidnet, Inc. Jeffrey holds a variety of licenses, including Series 7, Series 24, Series 55, Series 57TO, and Series 63. His career spans various roles within the industry, demonstrating a broad understanding of the financial markets.

Firm Information

Jeffrey Oconnor is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Oconnor’s Registration & Firm History

NY

06/23/2020 - Present

Liquidnet, Inc. (NEW YORK NY)

NY

05/04/2016 - 07/09/2020

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/08/2013 - 05/06/2016

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

07/13/2009 - 05/22/2013

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

01/17/2007 - 07/09/2009

UBS SECURITIES LLC (NEW YORK NY)

NY

11/03/2003 - 01/23/2007

BTIG, LLC (NEW YORK NY)

NY

01/27/2000 - 07/18/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey Michael Oconnor.
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