Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Michael Nicklas is a financial professional with over 30 years of experience in the financial services industry. Jeffrey is currently registered with HSBC Securities (USA) Inc. in New York, NY and holds Series 3, 7, 24, 55, 57TO, 63, 79TO, and SIE licenses. Prior to joining HSBC Securities (USA) Inc., Jeffrey has held positions with Lehman Brothers Inc., SG Cowen Securities Corporation, Warburg Dillon Read LLC and Citicorp Securities Markets, Inc. Jeffrey has a broad range of experience in the financial services industry and is well-equipped to provide advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/28/2005 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/01/2000 - 08/29/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/17/1999 - 06/13/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
11/26/1992 - 03/18/1999
WARBURG DILLON READ LLC (NEW YORK NY)
NY
06/15/1990 - 10/09/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NY
06/23/1987 - 02/05/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BC
Issued 03/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/25/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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