Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Margolis is a financial professional with over 30 years of experience in the securities industry. Jeffrey is currently registered with Hilltop Securities Inc. and has held previous positions at M.L. Stern & Co., LLC., MANEQUITY, INC., INTEGRATED RESOURCES EQUITY CORPORATION and DEAN WITTER REYNOLDS INC.. Jeffrey holds licenses in multiple states, including California, Michigan, Nevada, New York, and North Carolina. Jeffrey is a highly experienced professional with a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/22/2023 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
11/06/1989 - 12/23/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
MA
09/22/1989 - 11/28/1989
MANEQUITY, INC. (BOSTON MA)
NA
03/21/1989 - 11/14/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NY
01/10/1985 - 04/12/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/23/1984 - 11/05/1984
M.L. STERN & CO. INC.
BC
Issued 05/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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