Unclaimed
Jeffrey Michael Hopsicker is a financial advisor currently registered with Smbc Nikko Securities America, Inc.. Jeffrey has been in the securities industry since 2016. Jeffrey is licensed in 51 states and is a Series 7 and Series 63 license holder. Jeffrey previously worked at CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/30/2022 - Present
Smbc Nikko Securities America, Inc. (Charlotte NC)
NY
08/01/2016 - 04/20/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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