Unclaimed
Jeffrey Michael Guthrie has been in the financial services industry since August 29, 1996. Jeffrey Michael Guthrie is currently registered with Vanguard Marketing Corp. Jeffrey Michael Guthrie is also a Registered Options Principal and a General Securities Principal. Jeffrey Michael Guthrie has passed the Series 63, Series 7, Series 6, Series 24 and Series 4 exams. Prior to joining Vanguard Marketing Corp., Jeffrey Michael Guthrie was employed by Delaware Distributors, L.P. Jeffrey Michael Guthrie is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/27/1996 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
02/26/1996 - 05/24/1996
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
BC
Issued 02/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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