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Jeffrey Michael Guthrie

Vanguard Marketing Corp.

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About Jeffrey Michael Guthrie

Jeffrey Michael Guthrie has been in the financial services industry since August 29, 1996. Jeffrey Michael Guthrie is currently registered with Vanguard Marketing Corp. Jeffrey Michael Guthrie is also a Registered Options Principal and a General Securities Principal. Jeffrey Michael Guthrie has passed the Series 63, Series 7, Series 6, Series 24 and Series 4 exams. Prior to joining Vanguard Marketing Corp., Jeffrey Michael Guthrie was employed by Delaware Distributors, L.P. Jeffrey Michael Guthrie is registered in Pennsylvania.

Firm Information

Jeffrey Guthrie is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Guthrie’s Registration & Firm History

PA

11/27/1996 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

02/26/1996 - 05/24/1996

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 02/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2007

Series 4 - Registered Options Principal Examination

BC

Issued 03/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1997

Series 7 - General Securities Representative Examination

BC

Issued 02/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Michael Guthrie.
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