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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Michael Gumeson is a financial advisor with The Caprock Group, LLC. He is registered as an Investment Advisor Representative (IAR) in Utah. Jeffrey has been in the industry since 2004 and has held previous positions with firms including J.P. Morgan Securities LLC, A I M Distributors, INC., AMVESCAP SERVICES, INC., and INVESCO DISTRIBUTORS, INC. Jeffrey holds the Series 6, 7, and 63 licenses, as well as the SIE exam. He also holds the Chartered Financial Analyst designation. He is a member of the Investment Committee for the National Ability Center. Jeffrey's area of focus is wealth management and consulting, including financial planning and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wealth management & consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
02/27/2015 - Present
THE Caprock Group, LLC (PARK CITY UT)
CO
09/26/2012 - 02/10/2015
J.P. MORGAN SECURITIES LLC (DENVER CO)
TX
11/05/2004 - 03/10/2008
A I M DISTRIBUTORS, INC. (HOUSTON TX)
GA
12/01/2003 - 10/28/2004
AMVESCAP SERVICES, INC. (ATLANTA GA)
TX
05/17/1999 - 12/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 10/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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