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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Garten is a financial advisor who has been in the industry since 2009. Jeffrey is currently registered with Ameriprise Financial Services, LLC. Jeffrey has been associated with Ameriprise Financial Services, LLC since 2020. Prior to Ameriprise, Jeffrey was registered with Waddell & Reed from 2012 to 2019. Jeffrey has also been a board member and vice president of other businesses. Jeffrey holds FINRA Series 7, 24 and 66 securities licenses, and has passed the SIE Exam. Jeffrey is licensed in over 20 states for both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/05/2019 - Present
Ameriprise Financial Services, LLC (Unionville MO)
KS
05/10/2012 - 05/17/2019
WADDELL & REED (OVERLAND PARK KS)
MO
01/16/2009 - 03/09/2012
WADDELL & REED, INC. (INDEPENDENCE MO)
BOTH
Issued 02/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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