Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Frankos is a financial advisor currently affiliated with Raymond James & Associates, Inc. Jeffrey has been in the industry since 2001. His firm has offices in San Francisco, CA and is an active member of the Financial Industry Regulatory Authority (FINRA). The firm provides a variety of services to its clients, including financial planning, portfolio management, and investment advice. Jeffrey has experience working with a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/28/2022 - Present
Raymond James & Associates, Inc. (San Francisco CA)
CA
07/19/2010 - 02/26/2022
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
03/27/2006 - 07/27/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
05/13/2003 - 04/04/2006
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
CA
06/25/2001 - 06/13/2002
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
TX
05/14/2001 - 06/28/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 12/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Frankos is the right advisor for you? Invested Better is here to help.
