Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Findling is a financial professional with over 28 years of experience in the industry. Currently, Jeffrey is a Registered Representative at New York Life Investment Management LLC in New York, NY. Previously, Jeffrey has worked at SunTrust Investment Services, Inc., NYLIFE Distributors LLC, Evergreen Investment Services, Inc., Oppenheimer & Co., Inc., Roney & Co., and E. F. Hutton & Company Inc. Jeffrey has passed the Series 63, Series 65, Series 7, and SIE exams and is registered in 51 states and Georgia as an Investment Advisor Representative. Jeffrey specializes in portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2022 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
GA
07/28/2005 - 04/24/2006
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NJ
08/03/2000 - 06/20/2005
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NC
09/30/1998 - 05/18/2000
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NA
05/25/1988 - 10/31/1988
OPPENHEIMER & CO., INC.
NA
08/18/1986 - 04/26/1988
RONEY & CO.
NA
10/20/1983 - 08/25/1986
E. F. HUTTON & COMPANY INC
IA
Issued 01/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Findling is the right advisor for you? Invested Better is here to help.
