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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Daft is an Investment Advisor Representative with Robert W. Baird & Co. Inc. Jeffrey has been a registered professional in the securities industry since 1976 and has worked at a number of prominent firms, including Wachovia Securities, LLC, Salomon Smith Barney Inc., Lehman Brothers Inc. and Sutro & Co. Incorporated. Jeffrey holds the Series 7, Series 63 and SIE exams. Jeffrey specializes in working with high net worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, insurance companies, investment companies, banking or thrift institutions, state or municipal government entities and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
02/02/2009 - Present
Robert W. Baird & Co. Inc. (ROSEVILLE CA)
CA
07/13/2000 - 02/02/2009
WACHOVIA SECURITIES, LLC (FOLSOM CA)
NY
07/31/1993 - 07/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/19/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
08/03/1981 - 07/13/1990
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
08/22/1979 - 12/22/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
12/01/1976 - 09/30/1979
E. F. HUTTON & COMPANY INC
BC
Issued 03/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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