Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scruggs is a financial professional with over 29 years of experience in the industry. Jeffrey is a registered representative with Goldman Sachs & Co. LLC in the New York, NY branch. Prior to joining Goldman Sachs, Jeffrey worked with UBS Securities LLC and UBS Financial Services Inc. Jeffrey holds multiple licenses and registrations including Series 50, 52, 53, 54 and 63. Jeffrey is registered to provide advisory services in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
07/14/2008 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
01/16/2006 - 07/16/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
01/28/1993 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 07/19/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/23/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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